Trading Survey | QuestionPro

* 1. How many trade errors did you have this week?

* 2. How many overdue actions do you have?

* 3. For how many clients did you have to cancel trades after the trades were already submitted?

* 4. How many clients had Level 2 corrections made to any of your approved trades?

* 5. Either by you, or under your supervision, are the presentations in the investment curriculum on track to meet the quarterly goal of one completed book?

* 6. Did trading operations proceed as scheduled this week?

Yes

No

* 7. Did you audit all accounts to check for correct asset class allocations?

Y

N

* 8. Did you audit iRebal client settings and resolve any problems? (Select all that apply)

Ran audits company-wide	Ran audits for certain client groups
Resolved all the issues	Resolved some of the issues
Resolved none of the issues	No audit

Please contact [email protected] if you have any questions regarding this survey.